Investor Relations

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Corporate profile

Company information
Piper Jaffray Companies (NYSE: PJC) has been serving the needs of clients since 1895. We are a focused leading middle market investment bank and institutional securities firm. Piper Jaffray & Co., the firm’s principal operating subsidiary, provides a comprehensive set of products and services, including equity and public finance underwriting; mergers and acquisitions; equity and debt capital markets; high-yield and structured products; institutional equity, tax-exempt and taxable sales and trading; and equity and high-yield research. The firm’s equity business is focused on seven sectors of the economy: alternative energy, business services, consumer, financial institutions, health care, industrial growth and technology. The firm’s public finance business is principally focused on five sectors of the tax-exempt market: state and local governments, real estate and housing, health care, education and hospitality. With headquarters in Minneapolis, Piper Jaffray has approximately 1,000 employees in 25 cities across the United States and London.

General shareholder information

Exchange

New York Stock Exchange (symbol: PJC)

Independent accountants

Ernst & Young LLP

Stock transfer agent and registrar

Mellon Investor Services LLC acts as transfer agent and registrar for Piper Jaffray Companies and maintains all shareholder records for the company. If you have questions regarding the Piper Jaffray Companies stock you own, stock transfers, address corrections or changes, lost stock certificates or duplicate mailings, please contact Mellon Investor Services by writing or calling:

Mellon Investor Services
480 Washington Blvd
Jersey City, New Jersey 07310-1900
800 872-4409

Tax basis for Piper Jaffray spin-off

For information regarding how to calculate the tax basis for U.S. Bancorp and Piper Jaffray shares as a result of the spin-off of Piper Jaffray Companies, see the sample Piper Jaffray cost basis allocation (PDF).

Investor relations contact

Shareholders, securities analysts and investors seeking additional information about the company should write or call:

Jennifer A. Olson-Goude
Director, Investor Relations
Piper Jaffray Companies
800 Nicollet Mall
Minneapolis, MN 55402
612 303-6277
jennifer.a.olson-goudepjc.com